8:45 Keynote Session
Reviewing Recent FCPA Investigations and Prosecutions – Insights
and Updates from the DOJ, SEC and FBI
• Scrutinizing investigations and prosecutions of companies and individuals
• Analyzing new investigation and enforcement techniques employed
by the regulators
• Discovering how the regulators are obtaining tips on anti-corruption activities
• Comprehending the intersection of other regulations like anti-money laundering,
export controls with FCPA
• Determining the extraterrestrial reach of US laws in other countries
• Establishing international cooperation with other foreign agencies
in investigating and prosecuting anti-corruption activities
Thomas Chadwick, Unit Chief, International Corruption Unit
FBI
9:45 Interactive Panel Discussion
Emerging from an FCPA Investigation and Prosecution – An in-depth
Look at Anti-Corruption Cases
• FCPA enforcement over the last few years
• Organizational risk areas
• Responding to the government agency investigation
• Establishing effective controls
• Remediation
• Lessons learned
Panelists:
David E Williams, Vice President, General Counsel and Chief Compliance Officer
Innospec Inc.
Celine B. Gerson, (former Chief Compliance Officer with NATCO)
Deputy Chief Compliance Officer
Cameron International
10:45 Networking Break
11:15 Interactive Panel Discussion
Implementing and Sustaining An Anti-Corruption Compliance Program
Across the Enterprise
• Designing a global anti-corruption compliance program that addresses the risk
areas for your organization
• Determining your risk profile in the countries you operate in and tailoring your
compliance program to address these areas
• Managing commercial corruption and fraud risks
• Overcoming cultural and language obstacles when developing a global
compliance culture
• Leveraging your country heads / managers to implement your policies
and drive compliance
• Strategies and tools to audit and monitor your compliance program
to ensure effectiveness
• Evaluating what elements of your compliance program to maintain in-house
and what to outsource
• Key factors to consider when picking the right partners to work
in the different markets
Panelists:
Jonathan Herzog, Esq., LL.M, Counsel - Trade, International Division
St. Jude Medical
Jason Weintraub, Senior Policy & Compliance Counsel
Broadcom Corporation
Jeffrey H. Cramer, (Former Assistant United States Attorney)
Managing Director
Kroll
Jamon Jarvis, General Counsel and Chief Compliance Officer
Nature's Sunshine Products, Inc.
DISCUSSING LATEST REGULATORY UPDATES AND ENFORCEMENTS REINFORCING INTERNAL CONTROLS FOR FCPA / ANTI-CORRUPTION COMPLIANCE
12:15 Case Study
Structuring Effective Policies and Processes for Gifts, Entertainment, Traveling and Charity Contributions
• Defining hospitality and determining what is permitted
• Balancing "reasonable and customary" expectations in different markets while
maintaining compliance with the law
• Tracking gifts and entertainment expenses
• Setting up internal controls that trigger red flags when expenses are not compliant
• Establishing appropriate travel policies especially for government officials
• Engaging in charitable giving while remaining compliant
• Process maps for pre-approval of gifts and travel and entertainment
Nancy Grygiel, LL.M, CCEP, Director of Global Compliance
Mylan
1:00 Luncheon
2:00 Interactive Workshop
Conducting and Implementing Effective Anti-Corruption Compliance Training
Training is a great tool for organizations to drive down the need for compliance
as well as reinforce the code of business conduct. It provides a good foundation for
employees to identify their risk in certain business transactions as well as understand
their obligation to maintain compliance at all times. You will go through an actual
organizations training program and see first hand how they have developed their
training modules and implemented it globally.
This interactive workshop will provide you with practical strategies and
tools in:
• Uncovering the scope and type of information to be incorporated in the training
• Determining how often training should be conducted
• Developing a training program that takes into account your industry as well
as company risk areas
• Strategies to customize your training program to the specific market while
maintaining universal standards
– Incorporating cultural sensitivity
– Overcoming language and cultural barriers
• Evaluating the success of your compliance training program
– Developing tests and exams
David Karas, Senior Director, Ethics and Business Conduct Hitachi Data Systems
Elizabeth Santos, Managing Director – International Enforcement
Bank of New York Mellon
4:00 Interactive Panel Discussion
Managing FCPA Risk Associated with Mergers & Acquisitions
• Assessing the appropriate level of due diligence
• Strategies on pinpointing industry-specific risk issues
• Options when diligence uncovers problems
• Protecting yourself in the transaction agreements
• Considerations relevant to integration of target company Panelists:
Kelly Austin, Compliance and Litigation Counsel, Asia Pacific
General Electric
K.C. Turan, Vice President, Chief Compliance Officer & Chief Privacy Officer
Dun & Bradstreet
Derek Devgun, Principal Legal Counsel M&A
Medtronic
5:00 Closing Remarks of the Chair and End of Day One